Ms Annika von Haartman | Head of Surveillance
NASDAQ OMX

Annika von Haartman is Head of Surveillance and leads the NASDAQ OMX market surveillance team in the Nordic region. The primary goal of Surveillance is to maintain and enhance public confidence in the securities market by high quality trading and issuer surveillance. In her role as head of Surveillance, Annika von Haartman is responsible for maintaining credible, professional and integrated surveillance of the trading and the listed companies at NASDAQ OMX exchanges in Stockholm, Helsinki and Copenhagen and the First North growth market. In addition to monitoring that participants adhere to applicable rules and enforcing the rules in order to ensure a level playing field for market participants, NASDAQ OMX Nordic Surveillance function also develops rules and regulations regarding listing and issuers and is in charge of the process for listing new instruments. Prior to joining NASDAQ OMX Annika headed a unit supervising, among others, the exchanges and clearing houses at the Swedish Financial Supervisory Authority. Annika is a Finnish lawyer and an English Solicitor. Prior moving to Stockholm in 2005, Annika worked for five years in London City for an international law firm. Annika has authored academic articles in the Butterworths Journal of International Banking and Financial Law and other finance journals.